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SEC Adopts Rules to Enhance and Standardize Climate-Related ... - SEC.gov
WEBMar 6, 2024 · The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings.
SEC.gov | SEC Charges 11 Wall Street Firms with Widespread ...
WEBAug 8, 2023 · The Securities and Exchange Commission today announced charges against 10 firms in their capacity as broker-dealers and one dually registered broker-dealer and investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications. The firms admitted the facts set forth in ...
US SEC adopts Treasury market dealer rule as market overhaul …
WEBFeb 6, 2024 · The new Securities and Exchange Commission (SEC) rule is part of a broader effort to fix structural issues regulators say are causing liquidity problems in the $26 trillion Treasury market.
Supreme Court probes Securities and Exchange Commission's ... - NBC News
WEBNov 29, 2023 · The Supreme Court on Wednesday will hear a broad legal attack on the Securities and Exchange Commission, giving the conservative majority another chance to curb the power of federal...
US SEC approves exchange applications to list spot ether ETFs
WEBMay 24, 2024 · May 23 (Reuters) - The U.S. Securities and Exchange Commission (SEC) on Thursday approved applications from Nasdaq, CBOE and NYSE to list exchange-traded funds (ETFs) tied to the price of...
US Supreme Court faults SEC's use of in-house judges in latest …
WEBJun 27, 2024 · The U.S. Supreme Court rejected as unconstitutional the Securities and Exchange Commission's in-house enforcement of laws protecting investors against securities fraud, dealing a blow on Thursday ...
SEC votes to expand central clearing in overhaul of $26tn Treasury …
WEBDec 13, 2023 · The Securities and Exchange Commission in Washington voted four to one in favour of a proposal that could require an additional $1tn of daily trades to be handled by an independent clearing house.
SEC News - CNBC
WEBA U.S. appeals court on Wednesday rejected a Securities and Exchange Commission rule intended to give investors more transparency into private funds. The SEC ruling on Ethereum ETFs could mark...
US Securities and Exchange Commission - Financial Times
WEBJun 12, 2024 · Stay up-to-date with breaking news and top stories on US Securities and Exchange Commission. In-depth analysis, industry insights and expert opinion.
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