A couple who took tens of thousands of pounds from elderly customers while carrying out substandard building work have been convicted of multiple rogue trading offences. Martin Gray and Diane Barrow ...
Back in June 2008 Finra recommended via a memorandum that taking time off was a leading way to detect and prevent rogue trading. Traders, FINRA said, should be required to take 10 consecutive trading ...
Ex-UBS employee is remanded in custody again until late December. Check out Euromoney's in-depth coverage on UBS' risk management. Euromoney Skew November 22, 2011 Kweku Adoboli, the former UBS ...
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Rogue traders leave residents 'feeling vulnerable'
There are warnings from local authorities after a rise in rogue traders operating in an area of a city. It comes six months after BBC South spoke to victims in Portsmouth, who had been left feeling ...
The recent rogue trading incident at UBS has reinforced buy-side concerns over brokers' delta one desks, but opinion is divided on whether a European Volcker rule might have made prevented it. The ...
Threadneedle Asset Management’s trading desk has averted a disaster many large banks proved unable to prevent, catching a potential rogue trader before he was able to cause harm. Threadneedle Asset ...
Police have issued warnings against rogue traders after some tried to charge an elderly Cambridgeshire woman £4,000 for trimming two trees.
Add Yahoo as a preferred source to see more of our stories on Google. A couple who took tens of thousands of pounds from elderly customers while carrying out substandard building work have been ...
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