We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
On July 11, 2025, the SEC announced the filing of a joint stipulation in the U.S. District Court for the Northern District of New York, agreeing to dismiss, with prejudice, its first-ever enforcement ...
The US Securities and Exchange Commission (SEC) on Friday agreed to dismiss a landmark lawsuit that sought to enforce mutual fund liquidity standards. The Liquidity Rule requires investment companies ...
In December 2024, the Nasdaq Stock Market LLC submitted a proposal to the US Securities and Exchange Commission (SEC) to modify its requirements for calculating the minimum Market Value of ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
White & Case attorneys discuss recent steps taken by the SEC to dismiss litigated cases in a number of different areas, and what those steps could tell us about the agency’s approach to enforcement in ...
The NYSE tokenised securities filing is a regulated framework where tokenised equities can trade alongside traditional listed ...
The US Securities and Exchange Commission is considering ways to ease the market transition to the US Treasury central clearing rule, SEC Commissioner Mark Uyeda said Nov. 12 at the Federal Reserve ...
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