Texas court dismissed ConsenSys’ lawsuit against SEC, Chair Gary Gensler, marking significant development in the ongoing ...

The Securities and Exchange Commission adopted amendments to Reg. NMS on September 18, 2024, covering a broad range of market ...

Regulators allege First Horizon Advisors violated Reg BI when it continued recommending complex investments even though it ...

First Horizon agreed to pay a civil penalty of $325,000 to resolve the charges. The SEC’s order found that First Horizon ...

The Securities and Exchange Commission has charged a registered broker-dealer with violations of Regulation Best Interest.

TIME AND DATE: Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that ...

The Securities and Exchange Commission today announced charges against registered broker-dealer First Horizon Advisors, Inc.

The Securities and Exchange Commission (SEC) has ordered the revocation of the incorporation papers of Boracay Capital Holdings Inc. for selling investment products to the public sans the necessary ...

The regulatory battle between the SEC and the crypto industry was one of the major headlines on Wednesday as industry leaders ...

The state's top two elected Republicans are siding with Democratic Secretary of State Adrian Fontes that nearly 100,000 ...

On National Voter Registration Day, Secretary of State Francisco Aguilar is urging eligible Nevadans to register to vote or ...

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