Groww Mutual Fund launched small-cap equity scheme, NFO opened on 8 January

Groww Mutual Fund has launched the Groww Small Cap Fund, focusing on small-cap stocks, with the new fund offer open from ...
Financial Planning

For first time in decades, SEC weighs new definition for 'small firms'

The regulator considers raising the AUM threshold it uses when considering how newly proposed rules are likely to affect ...

SEC Wants to Redefine the Size of ‘Small’ Financial Advice Firms. It’s a Big Change.

The agency suggests that firms with up to $1 billion in client assets should be deemed “small entities.” The current ...
Financial Advisor

SEC Proposes Expanding 'Small RIA' Definition To $1 Billion AUM

Industry groups have long argued that the SEC’s definition of a small advisor has failed to keep pace with inflation, market growth and the evolution of advisory firms. Currently, the SEC defines a ...
The Currency Analytics

SEC Proposes Amendments to Small Entity Definitions for Regulatory Flexibility

The Securities and Exchange Commission (SEC) has proposed amendments to the definitions of small entities for registered investment companies, investment ...

SEC Proposes Amendments to the Small Entity Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

Washington, D.C.-- (Newsfile Corp. - January 7, 2026) - The Securities and Exchange Commission today proposed amendments to the rules that define which registered investment companies, investment ...