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SEC Chairman Paul Atkins says agency tightening scrutiny of Chinese firms listing in US markets
Paul Atkins reveals that the SEC identified nearly a dozen Chinese companies in "ramp and dump" schemes, promising stronger ...
NEW YORK, Dec 3 (Reuters) - Virtu Financial will pay a $2.5 million fine to settle U.S. Securities and Exchange Commission ...
Dec 4 (Reuters) - ETF provider ProShares has withdrawn its registration request for some highly leveraged exchange-traded ...
By Douglas Gillison and Ross Kerber NEW YORK / BOSTON, Dec 2 (Reuters) - Wall Street's chief regulator said on Tuesday the ...
Regulators move toward a friendlier digital-assets framework even as traditional exchanges fear competitive disadvantage.
Securities and Exchange Commission Chair Paul Atkins spoke at the NYSE Tuesday, discussing how he will work to lighten public ...
The US Securities and Exchange Commission has issued a wave of warning letters to some of the country's top providers of ...
CME Group Inc. said the US Securities and Exchange Commission has approved the registration of a new clearing house that will ...
US regulators will continue looking at the recent hours-long outage of the Chicago Mercantile Exchange, former Securities and ...
CME Group ( CME) has secured approval from the U.S. Securities and Exchange Commission to roll out a new securities clearing ...
Long Financial dumped over $5 million of European EUFN holdings in Q3. It also bought over $8 million worth of GRNY, a U.S.
Such a move could increase the initial public offering pipeline and revive the roster of listed companies, Securities and ...
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