The number of filings with federal Section 11 and state claims under the Securities Act of 1933 remained low in the first half of 2024. The annualized number of these filings, 22, is in line with ...
Eighteen states have sued the U.S. Securities and Exchange Commission and members of the Biden administration for actions ...
BILL Holdings, Inc. (NYSE: BILL) ("BILL") today announced that it proposes to offer $1.0 billion aggregate principal amount of convertible senior notes due 2030 (the "Notes"), subject to market ...
IREN expects to use a portion of the net proceeds from the offering to fund the cost of entering into the capped call ...
Revelation Biosciences, Inc. (NASDAQ: REVB) (the "Company" or "Revelation"), a clinical-stage life sciences company that is focused on harnessing the power of trained immunity for the treatment of ...
flow-through units at $0.16 per unit (the “ FT Units ”), each FT Unit consisting of one flow-through common share (the “ FT Shares ”) and one-half of a warrant, each whole warrant exercisable at $0.20 ...
as well as under Sections 11 and 15 of the Securities Act of 1933 (“Securities Act”), against a robotic process automation (“RPA”) software company (“Company”) and certain of its ...
Every armchair securities lawyer can see the Howey analysis ... a category of securities set forth in the Securities Act of 1933. That framework states a scheme is a security if a purchaser ...